VP, Regulatory Compliance (HK Based) Jobs in Singapore

    VP, Regulatory Compliance (HK Based)

      Consultant:
      Job Reference No.
      852
      Registration No.
      R2095759
      License No.
      116S8060
      Function
      Legal, Compliance & Risk

    About The Role

    Kerry Consulting is partnering with a prestigious and reputable financial institution renowned for their expertise in private banking, asset management, and investment advisory services. They are currently seeking for a highly skilled Regulatory Compliance Professional to join their Hong Kong Office.

     Responsibilities:

    In this role, you will serve as a crucial advisor to various business units within the company, offering guidance on various regulations and internal policies. Duties include managing regulatory reporting, handling compliance mattes and enquiries, keeping abreast of regulatory changes and day-to-day business requests and projects such as system enhancement and process changes. You will also conduct various assessments on regulatory escalations, gap analysis and incident reporting.

    Requirements:

    The ideal candidate should come with a Bachelor’s Degree and prior 7 years working experience in regulatory or private banking compliance from financial institutions. In dept knowledge of relevant regulatory frameworks and industry best practices such as HKMA and SFC would be ideal.

    Someone who is organised, efficient and have high attention to detail and accuracy is preferred as well.

    To Apply

    Those interested, kindly click “Apply”. Alternatively, interest and referrals to rf@kerryconsulting.com

    Reg: R2095759 | Lic: 116S8060

    Apply before : June 30, 2024

    Apply for this position